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Depository Trust
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#	Item
431	Nanopierce Tech. v. Depository Trust, 123 Nev. Adv. Op. No. 38 (Sept. 20, [removed]CORPORATE LAW – SECURITIES FRAUD Summary Appeal from a district court order dismissing a securities fraud action. Disposition/Outcome Add to Reading List Source URL: law.unlv.edu Language: English - Date: 2010-10-05 16:24:44 Securities United States securities law Financial regulation Short selling Depository Trust & Clearing Corporation Securities Exchange Act Short U.S. Securities and Exchange Commission Securities regulation in the United States Financial economics Financial system Finance
432	Beyond the Horizon A White Paper to the Industry on Systemic Risk • August 2013 About DTCC DTCC has operating facilities and data centers around the world and, through its subsidiaries, automates, centralizes, and Add to Reading List Source URL: www.dtcc.com Language: English - Date: 2013-12-05 12:22:05 Financial risk Stock market Actuarial science Financial markets Risk Depository Trust & Clearing Corporation Systemic risk Security Collateral management Financial economics Economics Finance
433	Microsoft Word - Analysis_of_post_trade_transparency.docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-17 09:14:40 Securities Markit Group Futures contract Swap Depository Trust & Clearing Corporation Credit default swap index Commodity Futures Trading Commission Notional amount Trade Information Warehouse Financial economics Financial system Finance
434	Microsoft Word[removed]Alcatel-Lucent Add to Reading List Source URL: dtcc.com Language: English - Date: 2015-02-13 09:24:10 Stock market Central Securities Depositories Securities Depository Trust & Clearing Corporation Depositary receipt JPMorgan Chase American depositary receipt Financial economics Investment Finance
435	Baxter International Inc.; Rule 14a-8 no-action letter Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-09 14:36:21 SEC filings Finance Corporations law Proxy statement Statements Annual general meeting Security Depository Trust & Clearing Corporation Corporation Stock market Financial economics Business
436	December[removed]Business Entity Data Special Report Add to Reading List Source URL: www.waterstechnology.com Language: English - Date: 2013-12-11 06:31:55 Legal Entity Identification for Financial Contracts Systemic risk Depository Trust & Clearing Corporation Data quality Entity Financial economics Financial system Finance
437	NSCC Advance Notice[removed]Amendment No. 1 EXHIBIT 2 Page 7 of 8 NATIONAL FINANCIAL SERVICES LLC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-02 06:13:22 Securities Finance Clearing Corporation Financial system Financial economics Depository Trust & Clearing Corporation
438	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]December 5, 2013 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection to Advance Notice Fili Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-06 09:40:44 Securities Systemic risk Depository Trust & Clearing Corporation Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Industry and Financial Markets Association Schwab Liquidity risk Financial economics Financial system Finance
439	SEC Complaint: Jonathan R. Curshen, Michael S. Krome, David C. Ricci, Ronny Morales Salazar, Robert L. Weidenbaum, Ariav "Eric" Weinbaum, And Yitzchak Zigdon a/k/a Izhack Zigdon Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-18 17:23:35 Stock market Financial regulation Spamming Securities Pump and dump Securities Exchange Act Stock trader Depository Trust & Clearing Corporation U.S. Securities and Exchange Commission Financial economics Financial system Finance
440	December[removed]Business Entity Data Special Report Add to Reading List Source URL: www.waterstechnology.com Language: English - Date: 2014-01-08 07:40:09 Legal Entity Identification for Financial Contracts Systemic risk Depository Trust & Clearing Corporation Data quality Financial economics Financial system Finance

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